Hong Kong SFC

The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong’s securities and futures markets.

Hong Kong SFC derives the investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, Hong Kong SFC is funded mainly by transaction levies and licensing fees.

Below, you can see the list of brokers that are regulated and licensed by the SFC in Hong Kong.